THE ELEMENTS FINANCIAL GROUP, LLC
Disclosure
The Elements Financial Group, LLC is a registered investment advisor with the US Securities and Exchange Commission and is notice filed in various other states. The Elements Financial Group, LLC may only transact business or render personalized investment advice in those states and international jurisdictions where we are registered, notice filed, or where we qualify for an exemption or exclusion from registration requirements. The purpose of this web site is to provide general information on our products and services only and should not be construed as a solicitation to effect, or attempt to effect, either transactions in securities or the rendering of personalized investment advice over the Internet. Any communications with prospective clients residing in states or international jurisdictions where The Elements Financial Group, LLC and its advisory affiliates are not registered or licensed shall be limited so as not to trigger registration or licensing requirements.
Privacy Notice
Your relationship with us is based on trust and confidence and we value our relationships with our clients. In order to fulfill our responsibilities to you, we require that you provide us with current and accurate financial and personal information. We will protect the information you have provided in a manner that is safe, secure and professional. We are very committed to protecting your privacy and to safeguarding that information.
Type of Information We Require
We may require and obtain the following kinds of confidential personal information about you:
- Information on applications or other forms, such as your name, address, assets, phone number, social security number, occupation, assets, income and other financial and family information;
- Information about your transactions with us, our affiliates or with brokerages, banks and custodians with whom you hold investment or cash accounts. This information includes account numbers, holdings, balances, transaction history and other financial and investment activities.
Sharing Nonpublic Personal and Financial Information
The Elements Financial Group, LLC (“Elements”) is committed to the protection and privacy of its customer’s and consumer’s personal and financial information. Elements will not share such information with any non-affiliated third party except:
- When necessary to complete a transaction in the account, such as with the clearing firm or account custodians;
- When required to maintain or service the account;
- To resolve customer disputes;
- When requested by a fiduciary or beneficiary on the account;
- When required by our attorneys or accountants;
- When required by a regulatory agency, or for other reasons required or permitted by law;
- In connection with a sale or merger of Element’s business;
- In any circumstance that has the customer’s instruction or consent.
Protection of Personal Information
We restrict access to your personal and account information to those employees who need to know that information to provide products or services to you. We maintain physical, electronic, and procedural safeguards to guard your personal information.
Cookies
When you visit our website, our computer may use devices known as “cookies”, graphic interchange format files (GIFs), or other similar Web tools to enhance your Web experience. These tools enable us to recognize you when you return to our site, maintain your Web session while you browse, as well as help us provide you with a better, more personalized experience with The Elements Financial Group, LLC.
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